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Google Keyword Rankings for : pte investment plan
1
https://www.dol.gov/agencies/ebsa/about-ebsa/our-activities/resource-center/faqs/new-fiduciary-advice-exemption
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https://www.dol.gov/agencies/ebsa/about-ebsa/our-activities/resource-center/faqs/new-fiduciary-advice-exemption
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2
https://www.groom.com/resources/dol-releases-faqs-on-pte-2020-02-foreshadows-future-activity-on-investment-advice/
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https://www.groom.com/resources/dol-releases-faqs-on-pte-2020-02-foreshadows-future-activity-on-investment-advice/
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3
https://www.plantemoran.com/explore-our-thinking/insight/2021/08/prohibited-transaction-exemption-2020-02-and-the-impact-to-plan-sponsors
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https://www.plantemoran.com/explore-our-thinking/insight/2021/08/prohibited-transaction-exemption-2020-02-and-the-impact-to-plan-sponsors
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4
https://fredreish.com/best-interest-standard-of-care-for-advisors-98/
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https://fredreish.com/best-interest-standard-of-care-for-advisors-98/
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5
https://kilpatricktownsend.com/en/Insights/Alert/2021/4/PTE-2020-02-for-Investment-Advice-Fiduciaries-Overview-and-Checklist
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https://kilpatricktownsend.com/en/Insights/Alert/2021/4/PTE-2020-02-for-Investment-Advice-Fiduciaries-Overview-and-Checklist
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6
https://www.faegredrinker.com/en/insights/publications/2021/7/retirement-account-rollovers-pte-2020-02-vs-pte-84-24
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https://www.faegredrinker.com/en/insights/publications/2021/7/retirement-account-rollovers-pte-2020-02-vs-pte-84-24
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7
https://www.ropesgray.com/en/newsroom/alerts/2021/april/dol-issues-interpretative-guidance-on-investment-advice-prohibited-transaction-exemption
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https://www.ropesgray.com/en/newsroom/alerts/2021/april/dol-issues-interpretative-guidance-on-investment-advice-prohibited-transaction-exemption
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8
https://www.michaelbest.com/Newsroom/281102/Overview-of-Department-of-Laborrsquos-PTE-2020-02
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https://www.michaelbest.com/Newsroom/281102/Overview-of-Department-of-Laborrsquos-PTE-2020-02
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9
https://thelink.ascensus.com/articles/2021/2/17/dol-releases-final-pte-on-investment-advice
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https://thelink.ascensus.com/articles/2021/2/17/dol-releases-final-pte-on-investment-advice
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10
https://tax.thomsonreuters.com/blog/dol-issues-guidance-for-investment-advice-providers-and-investors-regarding-pte-2020-02/
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https://tax.thomsonreuters.com/blog/dol-issues-guidance-for-investment-advice-providers-and-investors-regarding-pte-2020-02/
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11
https://www.irs.gov/retirement-plans/retirement-plan-investments-faqs
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https://www.irs.gov/retirement-plans/retirement-plan-investments-faqs
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12
https://www.gklaw.com/Godfrey-Kahn/Full-PDFs/InvestmentManagementandEmployeeBenefitsUpdate-March2021.pdf
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https://www.gklaw.com/Godfrey-Kahn/Full-PDFs/InvestmentManagementandEmployeeBenefitsUpdate-March2021.pdf
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13
https://www.tec.govt.nz/assets/Forms-templates-and-guides/5a5a958d96/PTE-financial-viability-Q-and-A.pdf
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https://www.tec.govt.nz/assets/Forms-templates-and-guides/5a5a958d96/PTE-financial-viability-Q-and-A.pdf
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14
https://www.napa-net.org/news-info/daily-news/case-week-failure-fulfill-pte-2020-02s-requirements
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https://www.napa-net.org/news-info/daily-news/case-week-failure-fulfill-pte-2020-02s-requirements
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15
https://www.planadviser.com/exclusives/advisers-ready-pte-2020-02s-july-1-enforcement/
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https://www.planadviser.com/exclusives/advisers-ready-pte-2020-02s-july-1-enforcement/
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16
https://retirementlc.com/investment-advice-fiduciary-pte-2020-02-and-enforcement-deadlines/
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https://retirementlc.com/investment-advice-fiduciary-pte-2020-02-and-enforcement-deadlines/
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17
https://www.federalregister.gov/documents/2020/12/18/2020-27825/prohibited-transaction-exemption-2020-02-improving-investment-advice-for-workers-and-retirees
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https://www.federalregister.gov/documents/2020/12/18/2020-27825/prohibited-transaction-exemption-2020-02-improving-investment-advice-for-workers-and-retirees
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18
https://www.akerman.com/en/perspectives/dol-to-begin-enforcement-of-new-fiduciary-advice-exemption.html
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https://www.akerman.com/en/perspectives/dol-to-begin-enforcement-of-new-fiduciary-advice-exemption.html
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19
https://www.advisorgroup.com/pte
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https://www.advisorgroup.com/pte
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20
https://www.octoberthree.com/dol-publishes-additional-guidance-on-the-fiduciary-advice-pte/
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https://www.octoberthree.com/dol-publishes-additional-guidance-on-the-fiduciary-advice-pte/
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21
https://www.futureplan.com/resources/news-articles/dol-releases-final-pte-on-investment-advice/
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https://www.futureplan.com/resources/news-articles/dol-releases-final-pte-on-investment-advice/
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22
https://repository.law.uic.edu/cgi/viewcontent.cgi?article=1880&context=facpubs
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https://repository.law.uic.edu/cgi/viewcontent.cgi?article=1880&context=facpubs
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23
https://www2.illinois.gov/rev/research/publications/pubs/Pages/Pass-through-Information.aspx
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https://www2.illinois.gov/rev/research/publications/pubs/Pages/Pass-through-Information.aspx
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24
https://investorcom.com/how-to-meet-the-dols-pte-2020-02-disclosure-requirements/
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https://investorcom.com/how-to-meet-the-dols-pte-2020-02-disclosure-requirements/
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25
https://www.kitces.com/blog/ira-401k-rollovers-pte-2020-02-erisa-fiduciary-dol-prohibited-transaction-exemption/
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https://www.kitces.com/blog/ira-401k-rollovers-pte-2020-02-erisa-fiduciary-dol-prohibited-transaction-exemption/
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26
https://www.wealthmanagement.com/regulation-compliance/staying-true-pte-2020-02
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https://www.wealthmanagement.com/regulation-compliance/staying-true-pte-2020-02
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27
https://www.blackrock.com/us/individual
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https://www.blackrock.com/us/individual
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28
https://www.whitecase.com/insight-alert/dol-proposes-new-investment-advice-pte
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https://www.whitecase.com/insight-alert/dol-proposes-new-investment-advice-pte
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29
https://retirementincomejournal.com/article/advisers-beware-of-pte-2020-02-wagner-law/
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https://retirementincomejournal.com/article/advisers-beware-of-pte-2020-02-wagner-law/
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30
https://www.sifma.org/wp-content/uploads/2022/05/SIFMA-comment-on-DOL-Proposed-PTE-Changes.pdf
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https://www.sifma.org/wp-content/uploads/2022/05/SIFMA-comment-on-DOL-Proposed-PTE-Changes.pdf
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31
https://www.shrm.org/resourcesandtools/hr-topics/benefits/pages/dol-delays-enforcement-of-investment-advice-rule-until-2022.aspx
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https://www.shrm.org/resourcesandtools/hr-topics/benefits/pages/dol-delays-enforcement-of-investment-advice-rule-until-2022.aspx
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32
https://www.oysterllc.com/what-we-think/find-the-best-dol-pte-technology-for-your-firm/
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https://www.oysterllc.com/what-we-think/find-the-best-dol-pte-technology-for-your-firm/
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33
https://www.franklintempleton.com/
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https://www.franklintempleton.com/
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34
https://www.bradley.com/insights/publications/2021/10/year-end-regulatory-relief-for-investment-advisors-dol-further-delays-enforcement-of-pte-2020-02
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https://www.bradley.com/insights/publications/2021/10/year-end-regulatory-relief-for-investment-advisors-dol-further-delays-enforcement-of-pte-2020-02
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35
https://www.occ.treas.gov/publications-and-resources/publications/comptrollers-handbook/files/retirement-plan-products-services/pub-ch-retirement-plan.pdf
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https://www.occ.treas.gov/publications-and-resources/publications/comptrollers-handbook/files/retirement-plan-products-services/pub-ch-retirement-plan.pdf
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36
https://www.allspringglobal.com/
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https://www.allspringglobal.com/
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37
https://www.fdic.gov/regulations/examinations/trustmanual/appendix_e/PTE-2002-12-Cross-Trading.pdf
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https://www.fdic.gov/regulations/examinations/trustmanual/appendix_e/PTE-2002-12-Cross-Trading.pdf
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38
https://www.broadridge.com/_assets/pdf/broadridge-the-advisor-impact-of-pte-2020-02.pdf
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https://www.broadridge.com/_assets/pdf/broadridge-the-advisor-impact-of-pte-2020-02.pdf
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39
https://www.ria-compliance-consultants.com/2022/02/fiduciary-advice-exemption-enforcement-for-pte-2020-02-now-in-effect-for-investment-advisers/
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https://www.ria-compliance-consultants.com/2022/02/fiduciary-advice-exemption-enforcement-for-pte-2020-02-now-in-effect-for-investment-advisers/
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40
https://eob.asppa-net.org/browse-index/%20erisa-outline-book/B001?indexKey=p
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https://eob.asppa-net.org/browse-index/%20erisa-outline-book/B001?indexKey=p
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41
https://www.capitalgroup.com/
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https://www.capitalgroup.com/
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42
https://content.next.westlaw.com/practical-law/document/Ia63bf8ca9d3f11ebbea4f0dc9fb69570/DOL-Issues-FAQs-on-Fiduciary-Investment-Advice-PTE-2020-02?viewType=FullText&transitionType=Default&contextData=(sc.Default)
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https://content.next.westlaw.com/practical-law/document/Ia63bf8ca9d3f11ebbea4f0dc9fb69570/DOL-Issues-FAQs-on-Fiduciary-Investment-Advice-PTE-2020-02?viewType=FullText&transitionType=Default&contextData=(sc.Default)
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43
https://www.gic.com.sg/
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https://www.gic.com.sg/
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44
https://www.investopedia.com/updates/dol-fiduciary-rule/
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https://www.investopedia.com/updates/dol-fiduciary-rule/
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45
https://www.loomissayles.com/
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https://www.loomissayles.com/
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46
https://www.revenue.state.mn.us/pass-through-entity-pte-tax
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https://www.revenue.state.mn.us/pass-through-entity-pte-tax
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47
https://www.carlyle.com/
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https://www.carlyle.com/
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48
https://advance.lexis.com/open/document/openwebdocview/401-k-Plan-Fee-Regulation-and-Litigation/?pdmfid=1000522&pddocfullpath=%2Fshared%2Fdocument%2Fanalytical-materials%2Furn%3AcontentItem%3A5PC6-JBC1-JW09-M1BW-00000-00&pdcomponentid=500749
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https://advance.lexis.com/open/document/openwebdocview/401-k-Plan-Fee-Regulation-and-Litigation/?pdmfid=1000522&pddocfullpath=%2Fshared%2Fdocument%2Fanalytical-materials%2Furn%3AcontentItem%3A5PC6-JBC1-JW09-M1BW-00000-00&pdcomponentid=500749
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49
https://www.evercore.com/
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https://www.evercore.com/
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50
https://401kspecialistmag.com/dol-announces-proposed-changes-to-401k-asset-management-pte/
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https://401kspecialistmag.com/dol-announces-proposed-changes-to-401k-asset-management-pte/
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51
https://www.ftb.ca.gov/file/business/credits/pass-through-entity-elective-tax/index.html
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https://www.ftb.ca.gov/file/business/credits/pass-through-entity-elective-tax/index.html
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52
https://www.riacomplianceblog.com/department-of-labor-extends-pte-2020-02-temporary-enforcement-policy/
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https://www.riacomplianceblog.com/department-of-labor-extends-pte-2020-02-temporary-enforcement-policy/
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53
https://spotlightonbenefits.com/2021/the-dol-provides-practical-guidance-on-the-application-of-pte-2020-02/
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https://spotlightonbenefits.com/2021/the-dol-provides-practical-guidance-on-the-application-of-pte-2020-02/
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54
https://www.shufirm.com/requirements-of-new-prohibited-transaction-exemption-pte-2020-02
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https://www.shufirm.com/requirements-of-new-prohibited-transaction-exemption-pte-2020-02
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55
https://www.brokerdealerlawblog.com/2022/what-broker-dealers-need-to-know-about-correcting-pte-2020-02-mistakes/
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https://www.brokerdealerlawblog.com/2022/what-broker-dealers-need-to-know-about-correcting-pte-2020-02-mistakes/
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56
https://www.ntsa-net.org/news-resources/dol-unwraps-new-fiduciary-standard-pte
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https://www.ntsa-net.org/news-resources/dol-unwraps-new-fiduciary-standard-pte
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57
https://www.fi360.com/uploads/media/081821webinar_slides.pdf
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https://www.fi360.com/uploads/media/081821webinar_slides.pdf
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58
https://www.lordabbett.com/en-us/financial-advisor/insights/retirement-planning/dol-fiduciary-rule--the-odyssey-continues.html
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https://www.lordabbett.com/en-us/financial-advisor/insights/retirement-planning/dol-fiduciary-rule--the-odyssey-continues.html
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59
http://hr.cch.com/news/pension/101206a.asp
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http://hr.cch.com/news/pension/101206a.asp
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60
https://www.mintz.com/insights-center/viewpoints/2226/2016-07-department-labors-2016-final-fiduciary-and-conflict
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https://www.mintz.com/insights-center/viewpoints/2226/2016-07-department-labors-2016-final-fiduciary-and-conflict
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61
https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-13705.pdf
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https://www.govinfo.gov/content/pkg/FR-2020-06-30/pdf/2020-13705.pdf
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62
https://www.tax.virginia.gov/pass-through-entities
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https://www.tax.virginia.gov/pass-through-entities
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63
https://www.gao.gov/assets/gao-15-578.pdf
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https://www.gao.gov/assets/gao-15-578.pdf
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64
https://www.wnj.com/updates/warner-offers-financial-institution-documents-in-compliance-with-pte-2020-02/
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https://www.wnj.com/updates/warner-offers-financial-institution-documents-in-compliance-with-pte-2020-02/
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65
https://www.bdo.com/insights/industries/financial-services/new-york-pass%E2%80%91through-entity-tax-implications-for
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https://www.bdo.com/insights/industries/financial-services/new-york-pass%E2%80%91through-entity-tax-implications-for
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66
https://www.asppa.org/news/dol-unwraps-new-fiduciary-standard-pte
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https://www.asppa.org/news/dol-unwraps-new-fiduciary-standard-pte
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67
https://www.morganlewis.com/pubs/2020/08/dol-take-three-five-part-test-officially-reinstated-proposed-investment-advice-exemption
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https://www.morganlewis.com/pubs/2020/08/dol-take-three-five-part-test-officially-reinstated-proposed-investment-advice-exemption
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68
https://f.hubspotusercontent40.net/hubfs/3070390/Sales%20Enablement/DOL%20Executive%20Summary.pdf
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https://f.hubspotusercontent40.net/hubfs/3070390/Sales%20Enablement/DOL%20Executive%20Summary.pdf
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69
https://media.financialservices.org/wp-content/uploads/2021/04/DOL-Investment-Advice-Rule-PTE-Workshop-Presentation-Slides.pdf
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https://media.financialservices.org/wp-content/uploads/2021/04/DOL-Investment-Advice-Rule-PTE-Workshop-Presentation-Slides.pdf
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70
https://www.plansponsor.com/dol-says-12b-1-fees-not-sales-commissions-under-pte-77-3/
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https://www.plansponsor.com/dol-says-12b-1-fees-not-sales-commissions-under-pte-77-3/
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71
https://www.natlawreview.com/article/year-end-regulatory-relief-investment-advisors-dol-further-delays-enforcement-pte
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https://www.natlawreview.com/article/year-end-regulatory-relief-investment-advisors-dol-further-delays-enforcement-pte
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72
http://benefitslink.com/erisaregs/pte-2004-16-final.pdf
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http://benefitslink.com/erisaregs/pte-2004-16-final.pdf
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73
https://www.oaktreecapital.com/
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https://www.oaktreecapital.com/
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74
https://www.thrivent.com/privacy-and-security/files/36263.pdf
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https://www.thrivent.com/privacy-and-security/files/36263.pdf
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75
https://www.dinsmore.com/content/uploads/2021/07/Investment-Adviser-Alert-Preparing-For-the-Full-Implementation-of-the-DOL-Fiduciary-Rule_7-2021.pdf
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https://www.dinsmore.com/content/uploads/2021/07/Investment-Adviser-Alert-Preparing-For-the-Full-Implementation-of-the-DOL-Fiduciary-Rule_7-2021.pdf
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76
https://event.on24.com/wcc/r/3726255/2A84980BB80CB2199C3A91AF34EADD6A?partnerref=Website
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https://event.on24.com/wcc/r/3726255/2A84980BB80CB2199C3A91AF34EADD6A?partnerref=Website
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77
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/PTE%2086-128.pdf
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https://www.lpl.com/content/dam/lpl-www/documents/disclosures/PTE%2086-128.pdf
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78
https://www.apollo.com/
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https://www.apollo.com/
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79
https://www.morningstar.com/
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https://www.morningstar.com/
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80
https://www.reged.com/dol-fiduciary-rule-back-in-play-as-industry-preps-for-pte-2020-02/
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https://www.reged.com/dol-fiduciary-rule-back-in-play-as-industry-preps-for-pte-2020-02/
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81
https://www.nrs-inc.com/insights/nrs-insights-blog/new-erisa-prohibited-transaction-exemption-pte-effective-february-16/
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https://www.nrs-inc.com/insights/nrs-insights-blog/new-erisa-prohibited-transaction-exemption-pte-effective-february-16/
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82
https://thequantum.com/important-new-dol-rule-compliance-begins-february-1st/
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